Financial services providers beware: Finews shared our editorial on how to get your Finma license in six steps.
According to new legislation (FIDLEG and FINIG), Swiss financial service providers will in future need a license from the Swiss Financial Market Supervisory Authority (FINMA). This also entails affiliation with a supervisory organization (AO).
According to the latest request of FINMA, the application must be submitted this year.
In addition to various administrative documents and information, a business plan and risk management & compliance framework must also be prepared and submitted.
Lexpert Partners supports financial service providers and independent asset managers in the licensing process. In Finews' article, we as Lexpert Partners outline six steps on how we design the process together with our clients, because...
Each project is unique and requires coordinated collaboration to be successful. Lexpert Partners draws on the many years of relevant experience of its consultants. With the established approach, customers can expect to receive a license after only three to six months!
The article with the six steps on Finews.ch can be found here.
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