The complexities of the Swiss FINIA (FINIG)

With the exception of smaller and low risk firms, FinIA states that the persons responsible for risk management and internal control must not engage with the activities they supervise. This is challenging both on the resources and know how side, as FINMA requires such persons to have specific qualifcations and experience in the Risk and Compliance area. This is why Lexpert has created outsourcing packages for our clients handled by hands-on and experiences professionals. And best of all, for a flat rate that allows budgeting of the Risk & Compliance costs. We will keep you updated and come back for other useful information. Until then, have a great day!